Ricco Chau

Operations Analyst
Sydney, Australia

Ricco is an accomplished Investment Operations professional with extensive experience across trade capture, corporate actions, reconciliations, valuations, and end-to-end asset servicing. He brings deep expertise in maintaining regulatory compliance and robust internal control frameworks, ensuring operational accuracy, transparency, and risk mitigation across complex investment environments.

With a strong command of FATCA, AML, and IFRS9 requirements, Ricco consistently upholds high standards of governance and operational integrity. He has successfully supported fund transitions, product implementations, and terminations while collaborating closely with portfolio managers, custodians, and compliance teams.

Ricco holds Executive Certificates in Anti-Money Laundering and Counter-Terrorist Financing from HKU SPACE and a Bachelor of Engineering Management (Second Class Upper Honours) from The Hong Kong University of Science and Technology, combining strong technical foundations with financial and regulatory expertise.

Please contact us for a confidential discussion.

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